依據「金融控股公司及銀行業內部控制及稽核制度實施辦法」第24條第1項第3款辦理。 According to Article 24 of "Implementation Rules of Internal Audit and Internal Control System of Financial Holding Companies and Banking Industries".
凡金融從業人員或對銀行內部控制與內部稽核相關工作具有興趣者，均歡迎報名參加，惟前述報考人員須為外國籍人士。參加本項測驗，請務必攜帶外國籍護照或中華民國居留證。(前項證件須於有效期間內)Only foreigners are allowed to take the exam.Please take your foreign passport or ROC (Taiwan) resident certificate(ARC/APRC) for the exam.Please confirm your identity certificate is within the expiration date.
Contents 1 The Banking Act of the Republic of China 2 Financial Holding Company Act 3 Implementation Rules of Internal Audit and Internal Control System of Financial Holding Companies and Banking Industries 4 Regulations Governing the Procedures for Banking Institutions to Evaluate Assets and Deal with Non-performing/Non-accrual Loans 5 Regulations Governing the Security Maintenance and Administration of Financial Institutions 6 Regulations Governing the Deposit Accounts and Suspicious or Unusual Transactions 7 Regulations Governing Institutions Engaging In Credit Card Business 8 Regulations Governing the Cash Card Business of Financial Institutions 9 Guidelines for Financial Institutions in Setting Tiered Interest Rates for Credit Cards and Cash Cards 10 Regulations Governing the Declaration of Foreign Exchange Receipts and Disbursements or Transactions 11 Regulations Governing the Handling of Counterfeit and Altered Foreign Currency Notes and Coins 12 Directions for Banks Conducting Financial Derivatives Business 13 Directions Governing Limitations on Types and Amounts of the Securities in which a Commercial Bank May Invest 14 The Act Governing Bills Finance Business(Excerpt) 15 Enforcement Rules for the Act Governing Bills Finance Business(Excerpt) 16 Regulations Governing Responsible Persons and Staff Members of Bills Houses(Excerpt) 17 Securities and Exchange Act(Excerpt) 18 Regulations Governing Securities Firms(Excerpt) 19 Regulations Governing Responsible Persons and Associated Persons of Securities Firms(Excerpt) 20 GreTai Securities Market Rules Governing Securities Trading on the GTSM(Excerpt) 21 Financial Consumer Protection Act