| 09:00 – 09:05 |
Welcome Remarks
Ms. Hue Dang, CAMS, Head of Asia, ACAMS |
| 09:05 – 10:00 |
Critical Update: Regulatory Developments in Taiwan (台灣洗錢防制相關法律規範最新發展)
- Overview of regulatory developments and its implications for financial
institutions operating in Taiwan (洗錢防制相關法律規範最新發展及其對於台灣金融機構之影響)
- Taiwan’s preparations for the impending APG Review expected in 2012
(台灣因應2012年亞太洗錢防制組織評鑑之最新準備情況)
- Practical guidance on how to address the impending challenges, such as
coordinating and implementing AML/Sanctions/Financial Crime requirements.
(如何有效因應法令規範對於洗錢及相關金融犯罪之要求)
(Speaker is to be confirmed)
|
| 10:00–11:00 |
Preparing for the Global Growth
of Electronic Payments and their Impact on Financial Institutions
(如何有效因應電子化交易金流對於金融機構之影響)
- Strengthening your AML program to effectively monitor electronic
payment vehicles (如何制定能夠有效監控電子化交易活動之洗錢防制計畫)
- Identifying red flag and criminal activity patterns related to
illicit mobile payments (如何有效辨識非法行動交易之可疑徵象)
- Meeting your regulatory requirements regarding electronic
payment transactions (如何因應法令規範對於電子交易活動之要求)
- Adopting new tools and best practices to enhance your AML (反洗錢)
/ CTF (反恐融資) controls in addressing these payments (如何藉由新工具與技巧來強化AML
(反洗錢) / CTF (反恐融資)對於電子化交易活動之控制)
Speaker: Mr. Fyodor Yarochkin, PhD Candidate, National Taiwan University,
Senior Security Analyst, Armorize Technologies |
| 11:00–11:15 |
Networking and Refreshment
Break |
| 11:15–12:15 |
Fulfilling the Requirements of the US Foreign Account Tax Compliance Act (FATCA)
(如何因應美國「外國帳戶稅務遵守法案」(FATCA)之法令要求)
- Demystifying your institution’s compliance requirements under FATCA (FATCA內容及其對於金融機構所帶來之挑戰)
- Analyzing best practices for performing due diligence on foreign
correspondent accounts (如何配合 FATCA要求，針對外國帳戶進行審核)
- Developing an AML program that incorporates new IRS forms and tax
withholding requirements for US clients (如何將FATCA中各項美國國稅局之稅務要求，整合入反洗錢計畫中)
- Establishing internal controls and KYC procedures mandated by FACTA to
avoid fines and penalties (如何因應FATCA要求，建立內部控制與KYC程序)
Speaker: Mr. A. R. “Al” Demeter, CAMS, Regional Director of Investigations,
Citigroup Security & Investigative Services Asia/Pacific Region |
| 12:15–13:30 |
Networking Luncheon for all
Participants |
| 13:30–14:30 |
Understanding your Obligations
under UK and US Anti-Bribery and Corruption Laws
(金融機構於英美反賄賂/貪污相關法令之遵法義務)
- Examining international laws that include anti-bribery and
anti-corruption provisions (國際反賄賂/貪污相關法令內容總覽)
- Understanding your institution’s accountability under the UK
Bribery Act and US Foreign Corrupt Practices Act
(金融機構於英國反賄賂法案及美國海外貪污行為法案之遵法義務)
- Implementing key changes to your compliance program to meet the
new requirements (如何有效調整法遵制度，以因應英美法規要求)
- Determining the links between money laundering and bribery and
corruption (洗錢活動與賄賂/貪污行為之關聯性)
Mr. Christopher Wilson, CAMS, CFE, Co-Chair, ACAMS Hong Kong Chapter,
Partner, Deloitte Financial Advisory Services |
| 14:30–14:45 |
Networking and Refreshment
Break |
| 14:45–15:45 |
Maintaining an Effective Global
Sanctions Compliance Program
(如何因應國際間洗錢制裁法令規範，擬定法令遵循管理制度)
- Determining the impact of recently issued sanctions on your
screening process and monitoring systems
(國際間最新法令制裁規範對於金融機構篩選及監控洗錢交易方法之影響)
- Building a compliance program that will adapt to changes in
economic sanctions compliance requirements
(如何因應國際間洗錢制裁法令規範最新趨勢，擬定法令遵循管理制度)
- Maintaining robust compliance procedures when banking clients
from jurisdictions with weak AML/CTF controls (若客戶係來自於AML/CTF制度不健全之國家，如何以有效的法令遵循程序防範法律風險)
- Examining lessons learned from recent sanctions related
enforcement actions in the region (近期洗錢防制相關法令制裁案例所帶來之啟示)
Speaker: Ms. Rosalind Lazar, CAMS, Senior Vice President, Senior Reviewer,
CPB Asia Audit & Risk Review, Citicorp Investment Bank (Singapore) Limited |
| 15:45–16:45 |
Practical Tools to Detect Human
Trafficking Transactions within your Institution (如何有效偵查人口販賣活動)
- Analyzing key trends and typologies of recent human trafficking
cases (人口販賣活動運作模式趨勢與類型)
- Leveraging the AML department’s resources to detect human
trafficking and smuggling (如何強化反洗錢資源之效能，有效偵查人口販賣與走私交易活動)
- Fine-tuning your department’s investigative procedures to spot
illicit money transfer patterns (如何有效偵測非法之金流態樣)
- Determining your institution’s responsibility for preventing
human trafficking (金融機構於防範人口販賣活動之法定義務)
Speaker: Ms. Joanna Chi-Jen Ching, CAMS, Divisional Head Prosecutor, Taipei
District Prosecutor’s Office, Taiwan |
| 16:45–17:00 |
Closing Remarks
Ms. Hue Dang, CAMS, Head of Asia, ACAMS |
