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Proficiency Test for Bank Internal Control and Audit

電腦/平板應試開放取號時間:10:00~17:00、18:00~09:00電腦/平板應試取號規則說明
目前尚無場次

證照重要性與舉辦目的

依據「金融控股公司及銀行業內部控制及稽核制度實施辦法」第24條第1項第3款辦理。 According to Article 24 of "Implementation Rules of Internal Audit and Internal Control System of Financial Holding Companies and Banking Industries".

報考資格

凡金融從業人員或對銀行內部控制與內部稽核相關工作具有興趣者,均歡迎報名參加,惟前述報考人員須為外國籍人士。
參加本項測驗,請務必攜帶外國籍護照或中華民國居留證。(前項證件須於有效期間內)
Only foreigners are allowed to take the exam.
Please take your foreign passport or ROC (Taiwan) resident certificate(ARC/APRC) for the exam.
Please confirm your identity certificate is within the expiration date.

測驗內容

Contents
1 The Banking Act of the Republic of China
2 Financial Holding Company Act
3 Implementation Rules of Internal Audit and Internal Control System of Financial Holding Companies and Banking Industries
4 Regulations Governing the Procedures for Banking Institutions to Evaluate Assets and Deal with Non-performing/Non-accrual Loans
5 Regulations Governing the Security Maintenance and Administration of Financial Institutions
6 Regulations Governing the Deposit Accounts and Suspicious or Unusual Transactions
7 Regulations Governing Institutions Engaging In Credit Card Business
8 Regulations Governing the Cash Card Business of Financial Institutions
9 Guidelines for Financial Institutions in Setting Tiered Interest Rates for Credit Cards and Cash Cards
10 Regulations Governing the Declaration of Foreign Exchange Receipts and Disbursements or Transactions
11 Regulations Governing the Handling of Counterfeit and Altered Foreign Currency Notes and Coins
12 Directions for Banks Conducting Financial Derivatives Business
13 Directions Governing Limitations on Types and Amounts of the Securities in which a Commercial Bank May Invest
14 The Act Governing Bills Finance Business(Excerpt)
15 Enforcement Rules for the Act Governing Bills Finance Business(Excerpt)
16 Regulations Governing Responsible Persons and Staff Members of Bills Houses(Excerpt)
17 Securities and Exchange Act(Excerpt)
18 Regulations Governing Securities Firms(Excerpt)
19 Regulations Governing Responsible Persons and Associated Persons of Securities Firms(Excerpt)
20 GreTai Securities Market Rules Governing Securities Trading on the GTSM(Excerpt)
21 Financial Consumer Protection Act

測驗題型

題型均為四選一單選選擇題,共50題。

合格標準

本項測驗以成績達70分為合格。Only the scores are more than or equal to 70.

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